盧真編著的《實現中國經濟碳減排的政策選擇研
究(英文版)/中央財經大學財政學院學者文庫》將從
理論和實踐兩方面比較碳排污權交易和碳稅兩種政策
措施，探討最適合中國的政策措施，及實施該政策後
的主要經濟影響。
本書首先調研國內現有排污權交易
案例，通過官方報告的數據和訪談等方式重點分析太
原市控制二氧化硫排放項目。研究發現，太原市二氧
化硫交易項目並沒有真正意義上運行起來。從減排效
果、成本節約、創新和新能源投資以及投資外溢等角
度評估，太原市二氧化硫交易稱不上一個成功的排污
權交易項目。考慮到中國經濟市場化程度不高、法律
基礎不完善，我們認為排污權交易還不是中國現階段
最好的政策措施，而碳稅是當前最可行的措施。
本書
利用一般均衡模型分析碳稅對中國的經濟影響。模型
結果表明實施碳稅會對中國經濟造成一定的負面影響
，但考慮到其所能達到的減排效果，該負面影響是可
以接受的。實施碳稅後，碳密集程度越高的行業受影
響越大，會引導人們從高碳能源轉向低碳能源或清潔
能源。此外，通過將碳稅收入轉移支付給家庭，碳稅
對經濟的負面影響可以得到一定程度的緩解。借鋻澳
大利亞的經驗，中國可以將碳稅作為一個過渡政策，
當市場機制更加成熟之後再轉向碳排污權交易政策。

List of Tables
List of Figures
List of abbreviations and acronyms
Chapter Introduction
1.1 Background
1.2 Statement of the problem
1.3 Motivation for this research
1.4 Research objectives and questions
1.5 Scope of this research
1.6 The structure of the book
Chapter 2 Review of policy options for mitigating carbon
emissions
2.1 Introduction
2.2 Command-and-control regulations
2.3 Subsidies
2.4 Pollution Taxes
2.5 Emissions trading
2.6 A comparison of policy instruments
2.7 Conclusion
Chapter 3 Emissions control policies and practice in China ...
3.1 Introduction
3.2 The policy context
3.3 The existing climate change policies in China
3.4 Emissions trading practice in China
3.5 A comparative perspective of the Chinese context
3.6 Conclusion
Chapter 4 Methodology
4.1 Introduction
4.2 Research framework
4.3 Case study
4.4 GHGs perspective interview
4.5 Reliability and validity in qualitative research
4.6 Conclusion
Chapter 5 Analysis and discussion of the case study and interview
results
5.1 Introduction
5.2 Results for the case study
5.3 Prospects for carbon emissions trading
5.4 Discussion
5.5 Conclusion
Chapter 6 A carbon tax CGE model for China
6.1 Introduction
6.2 CGE Modelling
6.3 Chinese carbon tax CGE model
6.4 Data for the CGE model
6.5 The CGE model software solution
6.6 Conclusion
Chapter 7 CGE model results and analysis
7.1 Introduction
7.2 Simulation scenarios and fuel-specific tax rates
7.3 The environmental effect of carbon tax in China
7.4 The macroeconomic impacts of carbon tax in China
7.5 The sectoral effects of carbon tax in China
7.6 The impacts of carbon tax on energy consumption structure
in China
7.7 Discussion
7.8 Conclusion
Chapter 8 Conclusion and policy implications
8.1 Summary and conclusion
8.2 Policy implications of this research
8.3 Main contributions of this research
8.4 Limitations and future research
8.5 A final word
Bibliography
Appendix 1 List of important events in emissions trading practice
in China
Appendix 2 Progress on emissions trading practice since 2006
Appendix 3 Administrative regulations for SO2 emissions trading
in Taiyuan city
Appendix 4 Interview questions 1
Appendix 5 Interview questions 2
Appendix 6 Interview questions 3
Appendix 7 Plain language statement
Appendix 8 Consent sheet
Appendix 9 Profile of coded enterprises and coded managers
Appendix 10 Data source for the 2007 China social accounting
matrix
Appendix 11 Data source for all the parameters (including the
exogenous variables)
Appendix 12 The value of parameters set exogenously